個人金融 客戶盡職調查作業主管 Team Lead, Customer Due Diligence (CDD), COO, CBG

★星展銀行誠徵【KYC/CDD Team Leader客戶盡職調查作業主管】★ CDD客戶盡職調查作為星展銀行個人金融事業處在洗錢防制的第一道防線，此職位為管理職/帶人主管，歡迎銀行與金融同業，具備客戶盡職調查主管、洗錢防制主管、分行作業主管等經驗者轉戰。 【主要工作職責】 ● 熟悉AML KYC/CDD相關法規及規範, 及執行差異性分析 ● 覆核高風險客戶的相關資料蒐集，並依據銀行內部作業準則覆核CDD表單( Customer Due Diligence Form)。 ● 覆核客戶最新職業及背景。 ● 依據分行回覆之客戶Customer Due Diligence，覆核其合理性及正確性，覆核姓名檢核，交易檢視等客戶風險等級評估 ● 在業務端做決策時，覆核客戶風險評級，有益於維護公司聲譽和保障DBS集團。 ● 規劃CDD MIS資料統整和分析報表，和相關專案支援 ● 配合銀行反洗錢監控中心，覆核客戶資金流向及CDD評估 ● 與銀行法規遵循單位合作，推行並落實台灣之反洗錢監控 ● 協助團隊管理及目標之執行 ● 團隊合作並適時向上呈報相關事項 【徵才期望】 學歷要求：大學以上 其他條件 1. 良好溝通能力與解決問題能力 2. 具管理經驗佳 3. 具備在快速案件壓力下的適應能力 4. 具有5年(含)以上相關AML/ CDD KYC工作經驗並了解洗錢防制相關法規 5. 良好的英文讀寫能力 6. PC skill: Excel Word Powerpoint 7. 證照: 1 .銀行內稽內控證照、2.洗錢防制與打擊資恐專業人員測驗 === 【Key Accountabilities】 ● Review existing clients’ AML risk and Industry sector, client information and other risk relevant factors. ● Be competent and familiar with all AML KYC/CDD policies and guidelines and manage CDD in compliance with the guidelines and policies as well as regulations. ● Perform Gap analysis on relevant AML KYC/CDD policies and regulations. ● Ensure customer Due Diligence on existing client’s Periodic Review/Trigger Review captured in bank system, analysis of accounts and review client information. ● Validate the information within KYC records to ensure completion and accuracy. ● Appropriately assess customer risk rating when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding DBS group ● Assist team in carrying out projects. ● Review negative media from client screening, and escalate where necessary. ● Assist Team head to manage the team on achieving the productivity Goals. ● Able to work effectively with other members of COO Office and ensure that all issues identified are appropriately escalated to management. 【Knowledge /Skills】 ● Strong English written and oral communication skills and problem-solving skills ● Relevant experience with similar responsibilities in a high volume, fast-paced environment and industry systems and platforms ● Relevant five years (above) work experience and understanding of AML KYC regulations ● Understanding of the inter-dependencies of roles within a CDD process and requirements for KYC Record successful completion across relevant client types ● Proficient Microsoft Office user (i.e. Excel, PowerPoint) and project skill, and ability to perform moderately complex queries. ● Be able to work under pressure. ● People management experience is preferred. ● Strong PC skill is required. 【Education / Preferred Qualifications】 ● Bachelor's degree/University degree or equivalent experience ● Proficiency Test for Bank Internal Control and Audit ● CPP,CPI,CFE or CAMS preferred 【Working experience】 ● 5 years and above experiences in Banking Financial Industry field. ● Basic knowledge of Banking, Credit Card, PL, ML, AL Products and Transactions ● Basic knowledge of Regulatory requirement for AML and Sanctions.