[關於全球證券發行服務部門 | About GCMG]
Taiwan Global Capital Markets Group (GCMG) is a close-netted group of professionals who collaborates closely with U.S. National Office to serve Taiwan firm’s A&A practice to ensure audit quality and risk management on PCAOB audits and cross-border transactions. The services GCMG delivers include the following key areas:
• Technical reviews on filing documents with the U.S. SEC by Foreign Private Issuer (FPI) and non-FPI clients
• Support coordination with oversea offices and review of registration statements on cross-border transactions (e.g., global depository receipts, bond issuances on Singapore or Luxembourg exchanges)
• Review of U.S. GAAP financial statements
• Monitoring compliance with PCAOB requirements (e.g., PCAOB audit accreditation, mandatory rotation, Form 2/3/AP filings, etc.)
• Develop and deliver trainings to audit professionals on PCAOB audits
• Coach FPI engagement teams on audit documentation matters
------
[職務內容 | Role and Responsibilities]
• 複核事務所FPI案件客戶遞交給U.S. SEC文件(例如: Form 6-K、Form 20-F、註冊說明書),以及複核事務所客戶於海外發行有價債券並須依當地主管機關規定提交或申報之相關文件
• 準備所內同仁教育訓練教材及對外舉辦之研討會主題與內容
• 對U.S. SEC相關法令規定及PCAOB審計準則做適當程度研究和了解
• 協助準備PCAOB filing documents (e.g., Form 2, 3, AP)