「環球金融市場交割人員(遠期外匯及衍生性金融產品) | 券商後線 Global Financial Markets Operations | Settlement」的相似工作

At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help them meet their biggest opportunities and face the world's toughest challenges. Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing coordination, facilitating complex client onboarding, data management, and quality control. The team will be accountable and responsible for operational oversight of the closing and servicing of all loan transactions of the business division being supported to ensure all internal and external requirements are met. Responsibilities: Contribute to the build and development team to support loan origination and lifecycle management which includes large complex syndicated and bilateral loans covering but not limited to corporate, commercial, real estate, structured lending and trade. Assist with the creation of processes, standards, procedures, controls, training, and implementation of transaction management. Aid in the design and implementation of technology including testing and rollout. Provide training and support to transaction management staff and business constituents. Partner with each of the originating and coverage business lines, credit risk, operations, legal, etc. Ensure that quality of data, controls and processes performed meet internal policies and regulatory requirements/expectations. Work with lines of business, transaction management, and loan operations to define and implement operational metrics and risk and control reviews to ensure all stakeholders have end to end transparency. Constantly improve processes, controls and efficiencies within the group and front to back across loan lifecycle Participate in projects to enhance performance and efficiency. Take part in loan remediation and loan system testing / migrations. Actively manage and maintain a deal closing pipeline of loan transactions. Coordinate and close loan transactions/lifecycle events, capture data, store documentation, troubleshoot issues/roadblocks, perform quality control Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications: 2-5 years relevant experience Individual must have excellent communication, organizational and interpersonal skills. Individual must work well under tight deadlines, manage priorities, and complete assigned tasks with minimal management follow up. Candidate has quantitative skills with a high proficiency with Excel and other Microsoft based programs. Tableau or visualization tool familiarity Experience with Loan IQ, transaction capture tools, etc. Keen attention to detail Developed analytical and problem-solving abilities Client relationship and solution skills

【About DBS】 星展銀行總部位於新加坡，是亞洲最大的金融集團之一。 2023 年購入台灣花旗消費金融業務後，星展即成為台灣最大外商銀行。目前已蟬聯五年「世界最佳銀行」的獎項，以及「全球最佳數碼銀行獎 」，打破傳統金融銀行的框架，持續發展數位創新，集團文化也鼓勵員工個人發展，提供豐富的資源和福利。 目前我們正在召集一群優秀的 Taiwan Tech Talents，與我們一起成為 Best Bank for a Better World! 【工作內容】 - 負責債券申購與贖回等交易作業。 - 與保管銀行及券商進行交割對帳作業。 - 辦理債券票息與到期本金等款項作業。 - 處理債券之公司行號事件（如現金增資、發放股利、債息等）作業流程。 - 協助彙整及準備主管機關規定之報表數據。 - 投資商品相關之帳務入帳處理。 - 與相關部門協作推動專案執行（如產品單位、資訊部、分行等）。 - 協助系統升級與問題修正之使用者測試（UAT）。 - 執行測試作業，包括資料驗證與結果確認。 ----- 【Key Responsibilities】 • Manage end-to-end bond trade settlement (subscriptions, redemptions) and reconciliation with custodians/brokers. • Supervise corporate action processing and bond coupon/maturity payments. • Ensure accurate FATCA and regulatory reporting data preparation. • Oversee investment product GL entry booking. • Collaborate with stakeholders on projects and system enhancements. • Drive and support UAT for system upgrades and bug fixes, including data verification. • Identify and implement operational process improvements and ensure strong internal controls.

1.負責衍生性商品或台外幣債票券或FX 產品之清算交割作業 2.處理相關會計帳務 3.編製及申報內部、主管機關等報表 4.協助推動及執行專案項目 5.作業流程優化、交易系統測試 6.完成主管交辦事項

Job Summary: Covers operations and related activities. Provides operational support to the asset management business and/or products. Provides post-sale technical customer service to business or end-consumer customers via phone, online chat, or text including: Responding to a high volume of low complexity technical inquiries (e.g., equipment or software installation/activation/troubleshooting, providing technical product specifications & information on compatibility with other products, etc.). Providing responses to customer inquiries based on pre-determined scripts and other response guidance tools. Recommending alternative products or services (e.g., warranties) as part of customer issue resolution. Perform AML/KYC monitoring. Who we are: With over $1.9 trillion of assets under management, Invesco is one of the world’s leading global investment management firms, headquartered in Atlanta, GA. Spreading across 26 countries and with over 8400 dedicated employees, we are driven by trust and care. As one of the world’s leading asset managers, we are solely dedicated to delivering an investment experience that helps people get more out of life. To support effective management of Transfer Agency (TA) operations, with a primary focus in client servicing and ensuring compliance with Anti-Money Laundering (AML) regulations. This role is responsible for maintaining service excellence, implementing company policies, and supporting risk mitigation efforts. Key Responsibilities / Duties: Perform daily TA operational tasks accurately and efficiently. Support the implementation of TA team objectives, policies, and procedures. Deliver high-quality service to clients and respond to inquiries in a timely manner. Ensure adherence to AML policies and procedures, including transaction monitoring and client due diligence. Adhere to operational procedures and internal controls to mitigate risk and ensure regulatory compliance. Collaborate with internal stakeholders and external service providers to resolve issues and client inquiries. Participate in and support ad-hoc projects and initiatives as assigned, including process improvements and system enhancements. Work Experience / Knowledge: Bachelor’s degree in Finance or Business area of concentration 3-5 years of relevant experience in SITE industry, with exposure to TA operations and AML practices. Strong communication and interpersonal skills, especially in client-facing environments. Solid understanding of AML regulations and TA operational workflows Good organizational skills and problem-solving abilities Good command of written and spoken English Detail-oriented with a proactive and collaborative mindset SITE/SICE licenses required Our benefit policy includes but not limited to: 21 days of Annual Leave Learning and development programs Health & wellbeing benefits Parental Leave benefits Employee stock purchase plan How to Apply: Apply for the role directly here or at Invesco Careers: Careers at Invesco | APAC. To know more about us: About Invesco: https://www.invesco.com/corporate/en/home.html About our Culture: https://www.invesco.com/corporate/en/about-us/our-culture.html About our CR program: https://www.invesco.com/corporate/en/our-commitments/corporate-responsibility.html

【About DBS】 星展銀行總部位於新加坡，是亞洲最大的金融集團之一。 2023 年購入台灣花旗消費金融業務後，星展即成為台灣最大外商銀行。目前已蟬聯五年「世界最佳銀行」的獎項，以及「全球最佳數碼銀行獎 」，打破傳統金融銀行的框架，持續發展數位創新，集團文化也鼓勵員工個人發展，提供豐富的資源和福利。 目前我們正在召集一群優秀的 Taiwan Tech Talents，與我們一起成為 Best Bank for a Better World! 【您可能會想知道】 • 入職即享年假最低 14 天+1 天 Birthday Holiday (未滿一年按比例計算) • 到職即享萬元的彈性補助金，可用於家族旅遊或多項生活津貼 • 完整培訓和新人訓練 【工作內容】 1. Perform the order placement verification for daily transaction include Subscription / Redemption / Switch 執行日常交易的下單驗證，包括申購/贖回/轉換。 2. Perform reconciliation and distribution processes for Trust product corporate actions such as dividends, mergers, and liquidations 執行信託產品公司行動（例如股息、合併和清算）的核對和分配流程。 3. Perform settlement processes verification with the upstream, including onshore and offshore settlements 與上游執行結算流程驗證，包括境內和境外結算。 4. Perform Corporation event handling including merge/split/liquidation etc. 執行公司事件處理，包括合併/分拆/清算等。 5. Prepare regulatory reporting data of FSC/TA/CBC reporting. 準備金融監督管理委員會（FSC）/信託公會（TA）/中央銀行（CBC）報告的監管報告數據。 6. Verify daily accounting entries 驗證日

1.基金開戶、資料異動及其他股務相關作業。 2.基金申購、買回、定時定額交易帳務處理。 3.基金配息作業。 4.與保管銀行溝通聯繫及報表執行作業。 5.ETF交易及申報相關作業。 6.需具投信投顧從業人員相關證照。

At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help them meet their biggest opportunities and face the world's toughest challenges. Shape your Career with Citi Citi’s Markets business provides world-class solutions and an unmatched global presence. We serve corporates, institutional investors and governments from trading floors in almost 80 countries. The strength of our underwriting, sales and trading and distribution capabilities spans asset classes and currencies, providing us with an unmatched ability to meet the needs of our clients. We’re currently looking for a high caliber professional to join our team as Officer, Securities & Derivatives Analyst, Taiwan (Internal Job Title: Securities & Derivatives Analyst 1 - C09) based in Taipei, Taiwan. The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future. For instance: • Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country. • We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world. • We empower our employees to manage their financial well-being and help them plan for the future. • Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses. • We have a variety of programs that help employees balance their work and life, including generous paid time off packages. • We offer our employees resources and tools to volunteer in the communities in which they live and work. In 2019, Citi employee volunteers contributed more than 1 million volunteer hours around the world. In this role, you’re expected to: • Perform trade verifications to ensure accuracy of booking requests • Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates • Complete settlement tasks and daily rate revaluations accurately and on time • Coordinate transaction processing issues to the appropriate department and collaborate on a solution • Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies • Prepare and submit periodic internal and external regulatory reports • Participate in the periodic General Ledger (GL) proofing exercises as directed • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

1. 開戶及輸單作業 2. 結算帳務處理及授信業務作業

【Responsibilities】 • Achieve individual and trading desk revenue targets while contributing to the broader Global Markets performance in Taipei. • Build and maintain strong relationships with internal and external stakeholders to support business development and effective market execution. • Collaborate across regions to share best practices, deliver seamless client solutions, and strengthen cross-border business opportunities. • Partner with Technology teams to enhance trading systems by providing subject matter expertise and user requirements. • Coordinate with senior management and local regulators on trading-related inquiries and reporting matters. • Align closely with the sales desk to ensure effective delivery of FX, interest rate, and derivatives products and services. • Develop and implement business strategies to strengthen the trading desk’s market position in Taiwan. • Execute trades and manage risk positions efficiently, ensuring alignment with revenue objectives and desk budgets. • Monitor and control risk exposure by reviewing traders’ activities and ensuring adherence to approved trading limits. • Proactively manage risk limits and maintain strict compliance with both internal policies and external regulations. • Ensure all trading activities meet the highest standards of governance, compliance, and operational discipline. 【Requirements】 • A strong multi product knowledge of financial market products, especially in Local Rates. • A good knowledge of the legal structures and regulations in Asian local markets . • A good team player with the ability to work independently with limited guidance. • Proficient in English. ––––––––––––––––––––––––––––– ▲【歡迎寄送履歷至信箱】: [email protected] ▲【歡迎私訊｜Linkedin】: https://www.linkedin.com/in/tim-chen-682854144/

1. 海外金融商品結算交割 2. 與海外交易對手及保管銀行聯繫，確保每日交割之正確性 3. 交易帳務處理 4. 海外金融商品之企業活動蒐集 此職務可學習到海外金融商品交割專業能力，工作中使用英文與海外交易對手溝通 歡迎對金融專業與英文有興趣者應徵，我們將提供完整的訓練，是一個專業成長與穩定發展兼具的機會

**本職缺可遠端辦公** 【工作內容】 1. 受託買賣台股有價證券 2. 受託買賣複委託商品,包括：海外股票、債券及結構型商品（不含基金及保險商品） 【具備條件】 1. 優先條件：具備一定客戶基礎者，以及有意願加入複委託轉型計畫者優先；曾擔任銀行理專者優先。 2. 個人特質：對海外市場商品具高度熱忱，有志於在既有基礎上尋找業績突破 3. 工作經驗：具證券、銀行業務開發經驗2年以上者尤佳 4. 具備證券業務員或證券高級業務員證照 【工作環境】 國泰證券法人部提供豐富的台股研究資源及專業交易室，同時提供完善的複委託培育計畫，涵蓋多元商品的專業知識，包括海外股票、債券以及結構型商品，公司提供專業輔銷支援，協助營業員持續學習與追求成長。

1. 金融商品之帳務、清算與交割相關作業 2. 主管機關金融商品相關報表之統計與申報 3. 維護及保存交易資料與文件 4. 作業系統之檢測與其他交辦事項 104僅供職缺參考，若您對此職缺有興趣，請至本行「玉山菁英甄選網站」投遞履歷，如書審通過，後續將邀請您參加面談。謝謝！ 【網址：https://hr.esunfhc.com/Recruitment/Home/Account?hrcontact&oneofour 】

IP&A部門正在尋找一位具備熱情與實力的 Business Management Support 夥伴，與我們一同打造高效、順暢的理財交易體驗！ 工作內容涵蓋瞬息萬變的市場交易需求，讓您隨時洞悉市場動態，精準的報價、快速的詢價回應，確保每筆交易都完美達成；同時也能透過日常營運 (BAU) 作業，包含作業流程優化與文件審查等，穩固業務基石，是驅動業務運轉的關鍵力量。 我們誠摯歡迎擁有分行理財服務或 Wealth Management Operation經驗的人才，加入我們的團隊！ We're seeking passionate and skilled Business Management Support Specialist for our Investment Products & Advisory Department to build an efficient, seamless wealth management transaction experience with us. Your role will involve navigating dynamic market demands, delivering precise quotes and rapid inquiry responses, to ensure flawless execution. You'll also fortify our operations through essential BAU tasks, acting as a pivotal driver of our business. We eagerly welcome individuals with experience in Branch Financial Services or Wealth Management Operations to become a key part of our team! Job Responsibilities: 1. Ensure efficiency, timeliness, completeness, and accuracy of daily operations. 2. Control and manage time effectively and support teamwork. 3. Collaborate with Project Manager to support and enhance procedures for joint targets, such as new initiative projects and campaigns. 4. Support the Product team in monitoring risks, corporate action events, launches, and promotions, and ensure timely compliance with local and regional guidelines. 5. Maintain and provide analysis reports, regulatory reports, and customer advice. 6. Adhere to all relevant external regulatory and internal compliance requirement.

1.執行基金及全權委託帳戶每日結算交割作業，包括交割電子檔製作及傳輸。 2.執行基金及全權委託帳戶之投資標的基本資料之建置及維護。 3.規劃基金及全權委託帳戶之結算中台業務流程及系統，以因應新金融工具及相關財稅專業知識暨法令之變動。 4.協助主管完成各項交割業務之覆核及管理，以確保資料之時效性及正確性。 5.完成主管交辦工作。

1.執行匯入匯款、匯出匯款、遠期外匯及光票託收相關作業 2.執行自行查核相關作業 3.提供客戶、分行查詢服務 4.執行未結案及未達帳處理

1. Assist Account Officer in daily administrative to promote business efficiently and smoothly. 2. Assist Account Officer on transactions (Loan, Deposit, FX & CMS, etc.), documentation, filing, quotation, coordination, etc. 3. Support to conduct KYC. 4. Other assignment and instruction by the Department Head.

1.帶領台股交易團隊執行台股人工接單作業與客戶關係維護。 2.督導與執行每日交割、違約處理、業績與帳務相關作業與報表，確保交易正確、交割無誤。 3.系統監控與測試，交易異常狀況並即時處理。 4.配合法令遵循與內控單位完成查核、報告與風險控管。 5.管理組內人員排班與教育訓練，提升作業品質與效率。 6.跨部門溝通協調，處理客訴或交易異常。 7.支援複委託業務、營運相關專案與其他主管交辦事項 【口袋證券】 比你還在乎你的口袋 口袋證券以服務數位原生投資人為主，提供年輕族群方便、安全且省時的交易平台，該平台不僅具備AI選股系統，且包含豐富的市場資訊，以及簡單快捷的下單服務、庫存分析等，並透過安全、穩定、可靠的交易和結算交割服務，協助年輕投資人做好投資計劃。 為了給予年輕投資人更佳的投資服務，口袋證券結合策略夥伴CMoney，藉由其累積的700萬名投資理財用戶的數據資料，以及20年的技術經驗，運用數據與工具，包含籌碼動向、關鍵分點進出圖、AI判多空等，來輔助投資人制定正確決策。 不僅提供友善的交易平台，口袋證券在合乎法規且保護用戶安全的基礎上，將持續以創新精神，讓投資人只要用1個App，就能完成分析、選股、下單的步驟，讓投資一氣呵成，致力創造台灣證券市場的新面貌。

職務概述 將您的熱情和客戶服務帶入您的工作中。您喜歡幫助客戶改善財務狀況嗎？無論您的專長是什麼，都讓它閃耀。由於您對美好金融產品和服務的貢獻、連接和共享，客戶能夠實現他們的目標和夢想。這就是為什麼我們不斷重塑零售體驗，讓我們的客戶能夠實現他們的財務和生活方式目標。

 我們正在尋找營運專家，你熱愛提供客戶優質服務及解決問題。在這個角色，你將負責支持所有產品從前到後的運營流程，包括客戶開戶上線的支援、交易服務和交易後資產組合帳務服務等。你將與分公司的其他團隊成員一起合作，提供客戶高品質、流暢無縫隙的體驗。 工作職責 有序的學習和輪調，全方位承接分公司主要營運業務： 1. 交易(證券/期貨）業務：開戶、集保、股務、出納、帳務處理
 2. 資產管理業務：協助資產管理產品開戶、申購處理 3. 負債（借貸）業務：協助融資、融券、不限用途借貸等產品開戶、交易處理及風險控管 職務關鍵能力： 1. 大學畢業 2. 有金融業營運、客服或銷售相關工作經歷 3. 具備證券商後台營運工作經歷尤佳 4. 到職後六個月內取得高業證照 職務職能： 1. 以客戶為中心 Customer Focus 2. 親和力 Interpersonal savvy 3. 解決問題 Problem Solving 4. 有效溝通 Communicates Effectively 5. 協作 Collaborates

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