「環球金融市場後台交割作業人員 | 券商後線 Global Financial Markets Operations | Settlement」的相似工作

【我們的營運團隊】 在亞洲價值資本，營運團隊深知：每一筆資產不僅僅是數字，而是承載著投資者的信任，以及對美好未來的期待。因此，從帳務處理到風險管理，從流程設計到創新優化，我們肩負的不僅是效率，更是對每一份託付的守護。 隨著集團快速成長，營運團隊持續拓展角色與視野，積極參與涵蓋投資、資金管理、房地產管理、財務、會計、稅務、稽核、法務合規等多元專案。我們鼓勵團隊夥伴們勇於擁抱變化、面對挑戰，同時更重視夥伴間的相互支持與信任。從流程整合到決策支持，從數據分析到跨部門協作，這是一段一起探索、一起升級的旅程。 【這個角色對我們的意義】 在營運團隊中，每一筆資金的精準流動，都是企業穩健營運與決策判斷的重要基礎；Cashier 出納專員，正是那位讓資金數據清晰、可靠、具有意義的重要角色。 我們期待的，不僅是準確地完成每一筆收支記錄與對帳，而是透過你對現金流與資金調度的專業掌握，協助公司更清楚掌握財務脈動、提升資源配置效率，進一步提升整體營運的效益與韌性。 【你/妳需要負責的工作內容】 1.正確即時完成各項轉帳付款、帳戶支付作業，確保公司財務活動正常運作。 2.負責銀行餘額監控、帳款核對與處理異常交易，製作日報表以防範財務風險。 3.負責處理銀行事務，辦理開戶、定審、額度管理等相關事務，與外部金融機構聯繫確保流程順暢。 4.營運團隊間跨部門協作，支援帳務處理等財會相關作業。 5.協助優化現金流處理流程，參與自動化或系統導入等專案，強化風控機制。 6.主管其它交辦事項。 【我們的辦公空間】 1.公司地點近行天宮捷運站。 2.我們提供明亮舒適的辦公環境與專業的設備，包含Backbone人體工學椅、Macbook或Windows高效能筆記型電腦，搭配27吋以上單螢幕或雙螢幕，硬體定期汰換升級，給夥伴們良好設備與環境。 3.辦公室提供咖啡、零食為夥伴們的大腦與靈感持續充電。 【這個角色合適美好的你/妳】 1.個性認真可靠，邏輯清晰，對數字具高度敏感度，能專注處理帳務細節。 2.具備良好的溝通與協調能力，能主動提問、及時回報、能以清楚易懂的方式傳達財務觀點，促進團隊共同理解與前進。 3.具好奇心與學習熱忱，勇於探索並應用 AI 等新工具提升工作效率，一同創新並驅動變革。 4.及以下條件： 大學商管學院畢業。 應屆畢業生或0~3年相關出納與處理銀行事務工作經驗。

1. 覆核銀行客戶的存款 , 匯款及外匯等交易 2. 熟悉存款, 外匯相關法規 與內部控制規定, 確保每筆交易合規無誤 3. 協助培訓和指導團隊成員進行交易處理和提供專業且親切的服務給客戶 4. 核閱主管機關報表 5. 協調專案計畫的執行及參與系統測試 Payment & Cash Management Operation mandates • To be responsible for supervising first level checking on daily process on inward, outward remittance, Cheque and Time deposit transactions to comply with regulatory requirement. • To check daily FX position, daily CBC report and monthly regulatory reports. • Perform control and monitoring through various reports for payment, maturity, settlement, interest and follow up irregular transactions and pending issues. • To coordinate with Nearshoring centre India for any query and new UAT testing. • Act as focal contact point for different TW Payment and Cash requests, being contributor for KPI or statistics to other departments and local authorities. • Ad hoc projects assigned • To accept new assignment: any new task assigned by operation head. Regulatory Reporting Governance (“RR”) • Accountable for RR governance on Payment & Cash Management Operations (including creation/update of Business Requirement Document, & maintenance of dashboard) • Assist Head of Ops to prepare periodical RR management reporting Permanent Control • Responsible for the implementation of operational permanent control policies and procedures in day-to-day business activities, such as Control Plan • Comply with regulatory requirements and internal guidelines . • Minimizing operational failure, including but not exclusively, the risk of fraud, by helping to devise, and by implementing, sufficient regular controls. • Ensuring appropriate escalation to management and/or Permanent Control (or Compliance as appropriate) as soon as an issue is identified • Operations are an integral part of the control framework including for AML/FS topics. In that respect, in performing your role you are expected to ensure adherence to AML/FS‐related Group Policies and execution of associated operational controls, and to promptly escalate any resulting hit for analysis and decision.

【About DBS】 星展銀行總部位於新加坡，是亞洲最大的金融集團之一。 2023 年購入台灣花旗消費金融業務後，星展即成為台灣最大外商銀行。目前已蟬聯五年「世界最佳銀行」的獎項，以及「全球最佳數碼銀行獎 」，打破傳統金融銀行的框架，持續發展數位創新，集團文化也鼓勵員工個人發展，提供豐富的資源和福利。 目前我們正在召集一群優秀的 Taiwan Tech Talents，與我們一起成為 Best Bank for a Better World! 【您可能會想知道】 • 入職即享年假最低 14 天+1 天 Birthday Holiday (未滿一年按比例計算) • 到職即享萬元的彈性補助金，可用於家族旅遊或多項生活津貼 • 完整培訓和新人訓練 【工作內容】 1. Perform the order placement verification for daily UT(Unit Trust) transaction include Subscription / Redemption / Switch 　執行每日單位信託基金（UT）交易下單的核對作業，包括申購、贖回與轉換。 2. Perform reconciliation and distribution processes for UT corporate actions such as dividends, mergers, and liquidations 　處理 UT 的公司行為，包括股利配發、合併、清算等的對帳與分配作業。 3. Perform settlement processes verification with the Fund house, including onshore and offshore settlements 　與基金公司確認結算流程，包括國內與境外基金的交割核對。 4. Prepare regulatory reporting data of FSC/TA/CBC reporting. 　編製主管機關所需報表資料，例如金管會（FSC）、信託業協會（TA）、中央銀行（CBC）。 5. Verify daily accounting entries 　核對每日會計分錄。 6. Collaborate with stakeholders for assigned projects, including the Product team, IT, and Branch. 　與內部各部門合作推動專案，包括產品、資訊與分行等單位。 7. Support to communicate with Test Leads and scrum master to run the project in an agile way 　配合測試主管與敏捷專案負責人（Scrum Master）執行專案管理。 8. Support end to end UAT testing, data verification and result validation before project sign-off 　支援完整的使用者驗收測試（UAT），包含資料核對與結果驗證，確保專案上線前無誤。 9. Conduct the relevent training with staff for project delivery 　針對專案上線進行內部同仁訓練。 10. Assist in UAT issue log, tracking, testing, re-testing and consolidation report. 　協助整理 UAT 測試問題紀錄、追蹤、再測試與總結報告。 11. Trouble shooting for customer complaints, resolving production incidents 　處理客戶申訴與系統異常事件。 12. Communicate with the Fund house to handle exceptional cases in the trade settlement process. 　與基金公司溝通處理交易交割流程中的特殊案例。

1.負責衍生性商品或台外幣債票券或FX 產品之清算交割作業 2.處理相關會計帳務 3.編製及申報內部、主管機關等報表 4.協助推動及執行專案項目 5.作業流程優化、交易系統測試 6.完成主管交辦事項

1.海外複委託股市帳務處理 2.海外複委託商品公司活動處理 3.上手保銀端業務聯繫及處理 4.主管交辦事項

【加入滙豐 成就職涯】 我們理想遠大，加入滙豐，您將成就更多！ 如果您正在尋找能讓你更加突出的事業，加入滙豐，發揮您的潛能，讓您更加耀眼。 If you're looking for a career that will help you to stand out, join HSBC and fulfill your potential. HSBC作為全球最大金融服務機構之一，我們不僅提供多樣化的金融商品服務，也提供跨國多元之職涯發展機會。不論您現在正在尋找工作機會、或者渴望未來轉換職涯跑道，我們誠摯歡迎對金融產業有熱情、有抱負的您加入HSBC Taiwan Talent Community，接收HSBC第一手職缺及職涯相關消息！ 請立即複製以下連結，註冊加入HSBC Taiwan Talent Community！ https://mycareer.hsbc.com/en_GB/talentcommunity?pipelineId=2455 Group Chief Operating Office is a pivotal part of the Group, providing essential operational and technical support to our global businesses and helping improve customer service and efficiency. Group Chief Operating Office combines global expertise and technology to help keep us ahead of the competition. · People responsibility: N · Report to: Banking Operations Manager · Job Content: 1. Undertake / provide trust accounting (opening, servicing, closing) activities for WPB customers. 2. Control/ manage and ensure transactions quality assurance. 3. Perform productive and value added services. 4.Process the daily operation in the corporate security section and ensure that all security documents required from Wholesales customers are perfect and kept in good order to provide optimum security for the Bank. 5.To maintain HSBC internal and external standard, including timely implementation of internal & external audit points together with any issues raised by external regulators & Group Compliance Policy, to be aware of the Operational Risk (People, Process, System and external Event), and to ensure that all actions during the employment with HSBC take account of the likelihood of operational risk occurring.

【加入滙豐 成就職涯】 我們理想遠大，加入滙豐，您將成就更多！ 如果您正在尋找能讓你更加突出的事業，加入滙豐，發揮您的潛能，讓您更加耀眼。 If you're looking for a career that will help you to stand out, join HSBC and fulfill your potential. HSBC作為全球最大金融服務機構之一，我們不僅提供多樣化的金融商品服務，也提供跨國多元之職涯發展機會。不論您現在正在尋找工作機會、或者渴望未來轉換職涯跑道，我們誠摯歡迎對金融產業有熱情、有抱負的您加入HSBC Taiwan Talent Community，接收HSBC第一手職缺及職涯相關消息！ 請立即複製以下連結，註冊加入HSBC Taiwan Talent Community！ https://mycareer.hsbc.com/en_GB/talentcommunity?pipelineId=2455 Digital Business Services is a pivotal part of the Group, providing essential operational and technical support to our global businesses and helping improve customer service and efficiency. Digital Business Services combines global expertise and technology to help keep us ahead of the competition. - People responsibility: N - Report to : Payment Service Manager - Job Content : ● 準確且快速的確保所有匯入匯出款交割品質 ● 遵守公司所有相關規定以執行相關工作 ● 熟悉內部相關系統以確保提供最佳服務 ● 提供專業且親切的服務給顧客

As an APAC Fee Billing Lead within the JPMorgan Asset Management team, you will oversee the fee billing teams in Taiwan and Japan. You will oversee fee billing operations, manage diverse fee structures, liaise with global teams, ensure compliance, and drive efficiency in processes. You will represent APAC in global meetings, advocate for regional needs, and implement best practices. Your role involves collaborating with internal stakeholders, clients, and external vendors to ensure smooth operations and compliance with business and regulatory requirements. Job responsibilities • Review client agreements related to fee calculation methods and provide input to client service for negotiations. • Connect with fee billing teams in the US and Japan to ensure alignment and share best practices. • Represent APAC in global meetings, advocating for regional needs and implementing global best practices. • Liaise with internal stakeholders, clients, and external vendors to address routine operational issues and ensure adequate controls. • Monitor and control day-to-day fee billing operations to ensure compliance with business and regulatory requirements and service standards. • Undertake projects supporting new business initiatives, regulatory requirements, and service development. • Drive ongoing efficiency by optimizing, managing, and maintaining operational processes and building out related technology requirements. • Assist managers with resource planning, staff development, and process improvement. Pls also apply the role via JPM Career Website: https://jpmc.fa.oraclecloud.com/hcmUI/CandidateExperience/en/sites/CX_1001/job/210648744/?utm_medium=jobshare&utm_source=External+Job+Share

銀行間資金調度(台、外幣)及外匯交易(SPOT、SWAP)相關後台作業，包括： 1.交易確認及電文核對。 2.交割清算及帳務會計處理。 3.主管機關報表編制及申報。 4.外匯清算系統資料維護。 5.其它主管交辦事項。

✨全球知名外商銀行，長期穩定發展首選✨ ✨無須協銷，無業績壓力❗ 【Responsibilities】 • 徵審作業包含交易清算、還款、帳單處理、特店付款作業及會計帳務處理 • 申請審核作業 (如收入文件審核計算、授信規定檢核、客戶盡職審查、電話照會) • 協助內部系統測試專案 【Other Details】 • 大學以上畢業 • 商管相關科系、具備基本金融知識者優先 • 有相關工作經驗者優先錄取 • 薪資新鮮人40K起，依經驗可議 • 年假 14 天起，另享銀行正職同仁所有福利 • 績效獎金、入職即享彈性福利金 ✨限量正職工作機會，履歷採先到先審制，額滿為止❗ ✨專業顧問協助履歷諮詢推薦、面試準備 ----------------------------------------------------------------------- ▲【歡迎寄送履歷至信箱】: [email protected] ▲【另有多項金融業職缺 歡迎私訊｜Line】: @502gnqjz (記得加@唷)

1.國內結算業務(包含但不限於授信業務、有價證券借貸、不限用途款項借貸、券差等帳務) 2.主管交辦事項

1.基金開戶、資料異動及其他股務相關作業。 2.基金申購、買回、定時定額交易帳務處理。 3.基金配息作業。 4.與保管銀行溝通聯繫及報表執行作業。 5.ETF交易及申報相關作業。 6.需具投信投顧從業人員相關證照。

1. 台、外幣固定收益商品交易與部位管理。 2. 外幣期貨交易與部位管理。 3. 衍生性金融商品交易與部位管理。 4. 國內、外金融市場研究與總經資訊分析報告撰寫。 5. 協助主管行政業務與日常交辦事務。

【工作職責】 1. 受益人開戶及異動作業 2. 境內外基金交易流程與帳務處理 3. 境內外基金行政作業（包含公文處理、基金公司開戶、基金上架、各項文件申請等） 4. 各項法令遵循及申報（包含 AML/DD、FATCA、CRS、各類所得扣繳、海外所得等） 5. 辦公室行政事務支援 6. 其他主管交辦事項 【我們希望你具備以下條件】 1. 需具備投信投顧業務員執照 2. 熟悉文書處理工具（Excel、Word...etc.）及 ChatGPT 等 AI 應用工具 3. 細心、負責任、邏輯清楚，並具備良好的數字敏感度及溝通協作能力 4. 樂於團隊合作，對新工具、新系統保持學習熱忱 ｛加分條件｝ + 熟悉博暉系統操作 + 具 2 年以上境內外基金股務工作經驗

【About DBS】 星展銀行總部位於新加坡，是全亞洲最大的金融集團之一，2023 年併購台灣花旗消費金融業務後，星展即成為台灣最大外商銀行。目前已蟬聯五年「世界最佳銀行」的獎項，以及「全球最佳數碼銀行獎 」，打破傳統金融銀行的框架，持續發展數位創新，集團文化也鼓勵員工個人發展，提供豐富的資源和福利，非常希望邀請您加入我們的行列! 【職務內容】 1. New to Bank account opening process. 客戶開戶基本資料建檔作業/各項歸檔作業協辦. 2. Customer application and static data maintenance 客戶帳戶相關各項申請資料建檔作業 3. Customer account certification application 客戶申請帳戶明細 / 餘證查詢 4. IBG official Letter handling 企業客戶帳戶相關公文處理 5. Audit confirmation support 會計師函證協辦作業, 6. System UAT support 支援系統測試

1. 台股及複委託開戶業務 2. 集保作業 3. AML審查 4. 主管交辦事項工作

【加入滙豐 成就職涯】 我們理想遠大，加入滙豐，您將成就更多！ 如果您正在尋找能讓你更加突出的事業，加入滙豐，發揮您的潛能，讓您更加耀眼。 If you're looking for a career that will help you to stand out, join HSBC and fulfill your potential. HSBC作為全球最大金融服務機構之一，我們不僅提供多樣化的金融商品服務，也提供跨國多元之職涯發展機會。不論您現在正在尋找工作機會、或者渴望未來轉換職涯跑道，我們誠摯歡迎對金融產業有熱情、有抱負的您加入HSBC Taiwan Talent Community，接收HSBC第一手職缺及職涯相關消息！ 請立即複製以下連結，註冊加入HSBC Taiwan Talent Community！ https://mycareer.hsbc.com/en_GB/talentcommunity?pipelineId=2455 Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, contingency, geopolitical, operational, credit, pension, insurance, compliance, regulatory, market and reputation risks. All parts of the Global Risk team use their skills, insight and integrity to handle established threats and those they see emerging, acting to protect and enable HSBC to deliver sustainable growth. · People responsibility: N · Report to: SVP Credit Risk Analysis · Job content: This is a key role on the Credit Risk Analysis team for HSBC retail lending reporting and analytics. 1. Initiate and develop quality analytical reports for strategy and decision making on retail lending portfolios, including mortgage, credit card, personal loan and overdraft. 2. Familiar with regulations, standards, policies and regional guidance to ensure the compliance of reporting requirements. 3. Maintain effective management information process to fulfill various reporting requests. 4. Co-ordinate and manage projects with local or regional counterparty on project relate assignments such as Basel III reform, IFRS9 model development, risk tier analysis, climate change stress testing and data integration projects etc. 5. Build and maintain good working relations within the risk function, business teams and other internal/external stakeholders.

★星展銀行誠徵【客戶姓名檢核專員 Name Screening Reviewer】★ 「Name Screening 姓名檢核作業組」主要執行對客戶及交易有關對象之姓名進行偵測、比對與篩選，以確認是否為受制裁的之個人或恐怖分子/團體。洗錢防制和打擊資恐 (AML/ CFT) 是目前國際金融最重視的議題，我們誠摯歡迎對有相關作業經驗，或想投入AML/CDD/KYC客戶盡職調查/洗錢防制專業領域的您加入。 此次招聘的職位是正式職員，最後席次，敬請把握！ 成為星展銀行的正職員工，享有超多元的優質福利，包含14天起跳的年假、生日假、志工假、彈性福利金、員工申購各項金融產品優惠...等，詳情請參考福利說明。 === Job Duties & Responsibilities ●Review / Analyze the name screening alerts and ensure timely and effective disposition of the alerts ●Check the status of name screening alerts and ensure to complete name screening alerts reviews by the respective BUs before due ●Prepare related Management Information (MI) reports and provide to the respective stakeholders before due ●Responsible for driving name screening alerts system enhancement and coordinating with users to identify the issue for better solution ●Support the team members and senior managements to complete assigned projects and achieve the goals ●Undertake other adhoc duties as and when required, e.g. provide statistics, and support audit review ●Conduct AML/KYC knowledge sharing and training to respective BUs

★星展銀行誠徵【KYC/CDD Reviewer 客戶盡職調查專員】★ 洗錢防制已是目前國際金融最重視的顯學，CDD/KYC客戶盡職調查作為洗錢防制的第一道防線，是星展非常重視的專業團隊，我們誠摯歡迎有CDD/KYC相關經驗並且對客戶盡職調查/洗錢防制/法治遵循領域專業很有興趣的您加入。 此次招聘的職位是正式職員，最後席次，敬請把握！ 成為星展銀行的正職員工，享有超多元的優質福利，包含14天起跳的年假、生日假、志工假、彈性福利金、員工申購各項金融產品優惠...等，詳情請參考福利說明。 === 【工作內容】 ● 負責高風險客戶的相關資料蒐集，並依據銀行內部作業準則完成CDD表單( Customer Due Diligence Form)。 ● 主動聯繫分行/客戶了解其最新職業及背景。 ● 依據分行回覆之客戶Customer Due Diligence，覆核其合理性及正確性，完成姓名檢核, 交易檢視等客戶風險等級評估 ● 在業務端做決策時，適當地評估客戶風險評級，有益於維護公司聲譽和保障DBS集團。 ● 協助CDD MIS資料統整和分析報表，和相關專案支援 ● 配合反洗錢監控中心，觀察客戶資金流向，並加入CDD評估 ● 與銀行法規遵循單位合作，推行並落實台灣之反洗錢監控 === 【Key Accountabilities】 ● Provide RM with insights into clients’ AML risk and develop an understanding of Industry sector, client information and other risk relevant factors ● Assist in preparation, development, due diligence and approval of the High Risk Customer CDD ● Be competent and familiar with all CDD policies and guidelines and complete CDD in compliance with the guidelines and policies as well as regulations ● Conduct customer Due Diligence on existing client’s Periodic Review/Trigger Review, analysis of accounts and review client information. ● Validate the information within KYC records to ensure completion and accuracy ● Appropriately assess customer risk rating when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding DBS group. ● Process and publish daily MIS for the team and daily reports ● Execute and review negative media from client screening, and escalate where necessary ● Able to work effectively with other members of COO Office and ensure that all issues identified are appropriately escalated to management. ● Able to work under pressure.

Job Summary: Covers operations and related activities. Provides operational support to the asset management business and/or products. Provides post-sale technical customer service to business or end-consumer customers via phone, online chat, or text including: Responding to a high volume of low complexity technical inquiries (e.g., equipment or software installation/activation/troubleshooting, providing technical product specifications & information on compatibility with other products, etc.). Providing responses to customer inquiries based on pre-determined scripts and other response guidance tools. Recommending alternative products or services (e.g., warranties) as part of customer issue resolution. Perform AML/KYC monitoring. Who we are: With over $1.9 trillion of assets under management, Invesco is one of the world’s leading global investment management firms, headquartered in Atlanta, GA. Spreading across 26 countries and with over 8400 dedicated employees, we are driven by trust and care. As one of the world’s leading asset managers, we are solely dedicated to delivering an investment experience that helps people get more out of life. To support effective management of Transfer Agency (TA) operations, with a primary focus in client servicing and ensuring compliance with Anti-Money Laundering (AML) regulations. This role is responsible for maintaining service excellence, implementing company policies, and supporting risk mitigation efforts. Key Responsibilities / Duties: Perform daily TA operational tasks accurately and efficiently. Support the implementation of TA team objectives, policies, and procedures. Deliver high-quality service to clients and respond to inquiries in a timely manner. Ensure adherence to AML policies and procedures, including transaction monitoring and client due diligence. Adhere to operational procedures and internal controls to mitigate risk and ensure regulatory compliance. Collaborate with internal stakeholders and external service providers to resolve issues and client inquiries. Participate in and support ad-hoc projects and initiatives as assigned, including process improvements and system enhancements. Work Experience / Knowledge: Bachelor’s degree in Finance or Business area of concentration 3-5 years of relevant experience in SITE industry, with exposure to TA operations and AML practices. Strong communication and interpersonal skills, especially in client-facing environments. Solid understanding of AML regulations and TA operational workflows Good organizational skills and problem-solving abilities Good command of written and spoken English Detail-oriented with a proactive and collaborative mindset SITE/SICE licenses required Our benefit policy includes but not limited to: 21 days of Annual Leave Learning and development programs Health & wellbeing benefits Parental Leave benefits Employee stock purchase plan How to Apply: Apply for the role directly here or at Invesco Careers: Careers at Invesco | APAC. To know more about us: About Invesco: https://www.invesco.com/corporate/en/home.html About our Culture: https://www.invesco.com/corporate/en/about-us/our-culture.html About our CR program: https://www.invesco.com/corporate/en/our-commitments/corporate-responsibility.html

負責基金開戶及交易相關作業、洗錢防制相關作業、法令遵循及查核相關之內部管理、業績報表及流程控管作業、以及業務營運各項業務支援。