「理專風險控管調查專員 Specialist, Business Control & Quality Assurance, COO, Consumer Banking Group」的相似工作

1.風控業務管理(例行查核、高風險用戶監控) 2.落實風險管理機制，協助外部單位業務需求 3.工作彙整、回饋意見與建議 4.具備高敏銳觀察力與應變能力技巧 5.定期製作呈報各類風險分析報告，持續改進風險控管機制 ★只要有服務熱誠，公司提供完善教育訓練，歡迎您的加入! ★每月提供額外績效獎金! 工作條件 ★ 數據敏感度高：具備良好的數據理解力，能夠深入挖掘數據背後的意義； ★ 精通Excel的各類功能，有效率地整理和分析數據，處理複雜的業務需求； ★ 工作態度認真：對工作高度負責，能保持積極主動的工作態度； ★ 有經驗者優先面試：若沒有相關經驗需備學習和適應能力。 加分條件 : 對 LOL、Dota2、CS go等遊戲熟悉的人和有風控經驗的人優先

Key Responsibilities -Build control awareness and promote risk framework through effective communications within CBG and between BU/SU, including increasing staff awareness of and adherence to Regional/ RMG-OR requirements – Incident management, TPRM and KRI, etc. -Govern CBG’s risk & control activities related to operational risk and AML/ CFT, including Branch expense review, process revisit, RCSA, CDD standard and AMLOC, etc. -Collaborate with RMG-OR, FCSS, Regional and cross-department to ensure the alignment with overall business objectives and enhance risk & control & AML/ CFT governance framework. -Develop and implement training programs to enhance the understanding of governance policies and best practices, including operational risk, regional requirements and AML/ CFT related. -Work effectively with CBG OR representatives/ AML champions to ensure internal requirements are appropriately escalated to management. -Ad-hoc projects and requirements.

At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help them meet their biggest opportunities and face the world's toughest challenges. Shape your Career with Citi Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and ultimately promote behavior that is consistent with Citi’s mission and culture. We’re currently looking for a high caliber professional to join our team as Compliance AML Core Analyst, officer, Taiwan - Hybrid based in Taipei, Taiwan. The AML Compliance Analyst is a developing professional role. Applies specialty area knowledge in monitoring, assessing, analyzing and/or evaluating processes and data. Identifies policy gaps and formulates policies. Interprets data and makes recommendations. Researches and interprets factual information. Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices. Integrates established disciplinary knowledge within own specialty area with basic understanding of related industry practices. Good understanding of how the team interacts with others in accomplishing the objectives of the area. Develops working knowledge of industry practices and standards. Limited but direct impact on the business through the quality of the tasks/services provided. Impact of the job holder is restricted to own team. Responsibilities: Enhance and implement of best -in-class AML Compliance policies and practices. Provide expert advice on AML Compliance policies to the AML/Financial Crime Support teams and the business. Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements. Identify and escalate unusual activity or cases that fail to meet Citi and line of business guidelines to appropriate management or business partners. Advise management on next steps. Create, develop and deliver relevant training to business and functional partners. Additional duties as assigned. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help them meet their biggest opportunities and face the world's toughest challenges. Shape your Career with Citi Citi’s Securities Services (SS) supports our clients’ business by drawing on the strength of our unmatched global footprint, which provides them with access to local expertise and scalable solutions to support their ambitions. We’re currently looking for a high caliber professional to join our team as Assistant Vice President, Client Management Sr Analyst, Taiwan (Internal Job Title: Securities & Derivatives Sr Analyst - C12) based in Taipei, Taiwan. Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future. For instance: Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country. We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world. We empower our employees to manage their financial well-being and help them plan for the future. Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses. We have a variety of programs that help employees balance their work and life, including generous paid time off packages. We offer our employees resources and tools to volunteer in the communities in which they live and work. In 2019, Citi employee volunteers contributed more than 1 million volunteer hours around the world. The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. In this role, you’re expected to: Resolve complex process problems which require an in-depth evaluation of basic securities processing procedures and industry standards Process various hedge fund tasks, including calculating net asset value, reconciling cash and holdings, and pricing securities Offer advanced solutions for assigned securities processing areas Provide guidance and assistance to junior staff Oversee the set-up of new hedge funds, while representing a securities processing team, and acting as the analytical and procedural expert Serve as analytical or procedural expert for securities processing deliverables/initiatives Prepare expense budgets, analyze expense calculations, and prepare unaudited financial statements Ascertain fund value and allocate values to each investor Assist with the development of new techniques and streamlining hedge fund/securities processing activities Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

1. 負責建立資料分析模型 2. 就分析模型能持續優化及校正 3. 設計及產出管理報表 4. 進行資料梳理及模型參數調整 5. 其他主管交辦事項

1.可疑交易案件審查、同業照會、設控，可獨立作業。 2.協助回饋異常交易行為態樣，提升審查作業品質。 3.具備跨單位溝通及協調能力。 4.其他主管交辦事項。

1.KYC／EDD 審查作業 2.交易監控與分析 3.文件與資料管理 4.流程執行與改善建議 5.教育訓練規劃與支援 6.主管交辦事項

我們有最專業的國際團隊，夥伴的國籍遍佈英國、紐西蘭、澳洲、阿聯酋、新加坡、香港、上海及台灣等地。我們的客戶遍佈全球，致力提供客戶完善及先進的金融科技服務。 如果你是樂於接受挑戰的人，我們需要你的加入。 【工作內容】 1. 公司內部跨部門溝通，協助落實公司投資風險管理政策 2. 日常交易監控及維護交易平台正常運作 3. 風險專案管理執行及溝通 4. 蒐集整理相關數據 5. 其他主管交辦事項 【上班時段】 培訓期: 09:00~18:00 未來預計調整成輪班型態，輪班時間如下 晚班: 17:00~02:00

[Responsibilities] 1. 特定金錢信託投資境內外有價證券後台作業：國內外基金、股票、債券等金融商品下單、回報分配、金流帳務、權息等事件處理。 2. 信託專戶收支管理、帳務作業、信託會計、收費及稅務處理等信託相關事務 3. 商品上架、行銷活動設定等業務推展配合事項 4. 對外主管機關申報作業 5. 信託作業手冊修訂 6. 作業相關專案之規劃與執行及系統相關測試

【Business Function】 Compliance ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. Compliance works closely with our business partners to manage the bank's compliance risk by balancing its objective to maximise returns against an acceptable compliance risk profile. We also work to maintain a good standing with all our regulators, customers, and business partners. 【Key Accountabilities】 To ensure regulatory compliance and provide advisory support to Business Units and Support Units, particularly focusing on interactions with Technology, Information Security Services (ISS), Finance, Human Resources (HR), Group Strategic Marketing & Communications (GSMC), Transformation Data Strategy And Planning (TDSP) and Secretariat functions. Maintain robust controls to ensure compliance with regulations and Group policy. Stay up-to-date with regulatory changes and industry best practices, and provide guidance to the organization accordingly. 【Job Duties & Responsibilities】 • Liaise with regulatory bodies, associations, and foreign chambers on regulatory issues as necessary. • Provide regulatory advisory support to relevant BU/SU and compliance-related projects. • Coordinate the interpretation and implementation of financial laws, regulations, internal standards, and Group L&C relevant policies. • Address other ad-hoc request from BU/SU, head office and regulators. • Participate in the investigation and resolution of compliance-related issues and incidents. • Contribute to the development and delivery of compliance training and awareness programs. • Coordinate and review AI Application Use Cases, especially by collaborating with review teams from Data Chapter, Data Management, Information Security Services (ISS), Legal, and Operational Risk departments before Go-Live. • Collaborate with BU/SU on compliance aspects related to technology projects and information security, including review of draft application letters prepared by relevant BU/SU/locations before submission to regulators. • Maintain a good standing with all our regulators, customers, and business partners.

【About DBS】 星展銀行總部位於新加坡，是亞洲最大的金融集團之一。 2023 年購入台灣花旗消費金融業務後，星展即成為台灣最大外商銀行。目前已蟬聯五年「世界最佳銀行」的獎項，以及「全球最佳數碼銀行獎 」，打破傳統金融銀行的框架，持續發展數位創新，集團文化也鼓勵員工個人發展，提供豐富的資源和福利。 目前我們正在召集一群優秀的 Taiwan Tech Talents，與我們一起成為 Best Bank for a Better World! 【您可能會想知道】 • 入職即享年假最低 14 天+1 天 Birthday Holiday (未滿一年按比例計算) • 到職即享萬元的彈性補助金，可用於家族旅遊或多項生活津貼 • 完整培訓和新人訓練 【工作內容】 1. Perform the order placement verification for daily transaction include Subscription / Redemption / Switch 執行日常交易的下單驗證，包括申購/贖回/轉換。 2. Perform reconciliation and distribution processes for Trust product corporate actions such as dividends, mergers, and liquidations 執行信託產品公司行動（例如股息、合併和清算）的核對和分配流程。 3. Perform settlement processes verification with the upstream, including onshore and offshore settlements 與上游執行結算流程驗證，包括境內和境外結算。 4. Perform Corporation event handling including merge/split/liquidation etc. 執行公司事件處理，包括合併/分拆/清算等。 5. Prepare regulatory reporting data of FSC/TA/CBC reporting. 準備金融監督管理委員會（FSC）/信託公會（TA）/中央銀行（CBC）報告的監管報告數據。 6. Verify daily accounting entries 驗證日

Role Summary: The CDD Checker in CBG is responsible for reviewing and verifying Customer Due Diligence (CDD) cases, ensuring compliance with bank policies and regulatory requirements. This role involves using the new AOS CDD system for processing and requires attention to detail in handling various client scenarios, particularly concerning risk assessment and documentation. Key Responsibilities: CDD Case Review and Verification: ● Review and approve CDD cases initiated by the maker within the new AOS CDD system. ● Perform risk rating verification. ● Ensure all necessary documentation and information are complete and accurate according to the latest SOP guidelines. System Operations: ● Utilize the new AOS CDD system for all regular and triggered CDD cases. ● Address issues where cases are locked in the system, and release them if necessary. ● Troubleshoot cases that fail to close in the system due to Finacle or V+ profile update issues, identifying and resolving discrepancies in customer information such as occupation details or email flags. ● Process case cancelations and ensure proper authorization by a case checker (the maker and checker cannot be the same person). Risk Assessment and Compliance: ● Understand and apply concepts related to CDD risk levels, including low, medium, and high-risk classifications, and the corresponding documentation requirements. ● Re-evaluate and adjust customer risk levels if there are significant changes in customer identity, occupation, or other background information. ● Conduct sanction questionnaires and related checks. ● Verify information for specific customer types, such as those with certain occupations (e.g., retired, student, homemaker, unemployed), ensuring proper source of funds documentation. ● Perform inquiries like household event announcements. ● Ensure compliance with sanction identification and internal control guidelines. Coordination and Communication: ● Communicate with makers and relevant teams to resolve issues, such as incorrect branch selection during case initiation or problems with data updates in Finacle or V+. ● Forward KYC printouts to the submitting branch contact and AML CDD Team. ● Collaborate with AML CDD Team for specific case reviews, especially for OBU eBCAP in AOS processes.

To act as a Team Leader and / or Team Member on assigned audit work involving Taiwan across the Group. To act as Team Leader and / or Team Member and take responsibility for overseeing the planning and execution of the audit, maintaining the audit budget, including drafting of audit issues and the audit report. To ensure that assigned audit work is executed in an efficient and effective manner, within the given budget and timelines, and in line with GIA methodology standards. To clearly explain the risks and impact of issues identified during testing to GIA and business management. The individual may support in department wide exercises such as annual planning, risk assessment and training. To actively manage relationships with senior auditee management and stakeholders. Issue validation: Ensure that all audit issue action plans agreed during audit fieldwork are tracked through to completion in accordance with methodology requirements.

身為特約商店管理部門的主管副手，您會負責： 一、 對特約商店進行風險管理與審查 二、 制訂風險政策與執行KYC相關工作 三、 對異常交易進行監控與風險分析 四、 審查國內、外交易對手(交易對象)相關之文件 五、 其他主管交辦事項

Responsibilities: - 進行機構風險評估以識別相關的 AML/CFT 風險 - 更新 AML/CFT 合規政策、程序和手冊 - 參加反洗錢相關會議並提供反洗錢意見 - 分析交易監控案例，確保調查合理且準確 - 向執法機關提交可疑交易報告 - 維護和改進 AML/CFT 和監管合規體系 - 準備內部和外部審計所需的資訊和文件 - 研究虛擬貨幣產業相關法規 - 執行分配的 AML 相關項目和任務 Requirements: - 2年以上VASP 或金融機構的反洗錢相關經驗 - 良好的溝通和人際交往能力 - 具有團隊合作精神，能夠主動行動並實現目標 - 渴望學習並成為金融科技和虛擬資產行業的專業人士 - 具備分析思考能力，能夠辨識問題的根本原因 Good to have: - 尋找有潛力的人員與公司一起成長 - 法學和商學相關學歷尤佳 - AML 或類似憑證持有者尤佳 - 中英文流利尤佳

HOYA BIT 致力成為加密貨幣新鮮人的最佳信任夥伴，我們致力研究加密貨幣的解決場景，並針對用戶需求提供解決方案，讓加密貨幣便利每個人的生活! 經營理念 享受工作與生活 當你踏入 HOYA BIT 後，你會發現我們致力讓員工創造與突破，高成就感與高報酬是讓每一個夥伴全力以赴的原動力! 高度成長與不斷創新 HOYA BIT 鼓勵每一位的夥伴不斷創新，唯有求新求變才能撼動市場，為此我們也提供每位夥伴學習經費，並透過每個月的內部交流及外部講座提升每一個夥伴的能力！ 客戶至上的服務模式 由於 HOYA BIT 是主打新手友善的加密貨幣交易所，所以我們以積極熱情的精神來服務我們的客戶，並致力透過每一個用戶的回饋來改善 HOYA BIT 的產品及服務，唯有熱情擁抱用戶，才能得到用戶的最高信任。 我們相信越好的人才就需要越少的管理，所以在管理上我們只要求夥伴們尊重會議所決定的專案期程，在過程中若遇任何困難都請「即時提出」、才能「及時解決」，在辦公部份我們也致力打造讓大家都能舒適工作的環境。 【工作內容】 1. 姓名檢核、定期審查、疑似洗錢交易監控之處理及申報。 2. 確保疑似洗錢交易申報之品質管理。 3. 洗錢防制教育訓練。 4. 其他主管交辦事項。 5. 配合執法單位聯防作業措施。 【具備條件】 1. 有虛擬貨幣產業基本研究或是參與。 2. 熟悉Excel報表，數據分析、報表製作。

1. 建立調查分析模型 2. 進行案件調查、追蹤與分析 3. 出具調查報告 4. 其他主管交辦事項

✨加入 KICKS CREW，與我們一起成長！CAN'T STOP WON'T STOP✨ ✨KICKS CREW is one of the fastest-growing global e-commerce platforms for athletic footwear and apparel. ✨ ｜THE ROLE: We are seeking an experienced and analytical Senior Risk & Fraud Lead to own and elevate our risk management and fraud mitigation strategy. In this critical role, you will be responsible for protecting our company and customers from fraudulent activity, minimizing revenue loss from chargebacks, improving chargeback performance, and ensuring a seamless experience for legitimate users. You will lead our Risk & Fraud team, combining strategic oversight with hands-on execution. The ideal candidate is a subject matter expert, adept at leveraging modern tools, analyzing complex data, and implementing industry best practices to build a best-in-class risk management operation. ｜工作內容 Responsibilities: **策略與領導 (Strategy & Leadership) －制定、執行並持續優化與公司目標一致的全面風險與防詐策略。 Develop, implement, and continuously refine a comprehensive risk and fraud prevention strategy aligned with business goals. －帶領、指導並培養風險與防詐團隊成員，推動高績效與數據導向的決策文化。 Lead, mentor, and develop the Risk & Fraud team members, fostering a culture of high performance and data-driven decision-making. －向公司領導與跨部門夥伴提供風險降低與防詐的最佳做法建議。 Advise leadership and cross-functional partners on risk mitigation and fraud prevention best practices. **拒付管理與優化 (Chargeback Management & Optimization) －監督端到端的拒付管理流程，確保及時且有效的爭議處理。 Oversee the end-to-end chargeback management process, ensuring timely and effective dispute resolution. －分析拒付數據，找出根本原因、趨勢與模式。 Analyze chargeback data to identify root causes, trends, and patterns. －制定並執行策略，大幅提升拒付勝訴率，運用有力的證據與最佳化的回應流程。 Develop and execute strategies to significantly improve chargeback win rates, leveraging compelling evidence and optimized rebuttal processes. －管理並優化拒付自動化工具，特別關注 Chargeflow 與 Forter 的整合應用。 Manage and optimize chargeback automation tools, with a strong focus on Chargeflow & Forter integrations. **詐欺偵測與防範 (Fraud Detection & Prevention) －主動識別新興詐騙趨勢與攻擊方式，並實施對策以降低威脅。 Proactively identify emerging fraud trends and attack vectors, implementing countermeasures to mitigate threats. －管理並調整詐欺防範系統，以在降低詐騙訂單的同時，減少對正常客戶的阻礙（即降低誤判率）。 Manage and tune fraud prevention systems to minimize fraudulent orders while reducing friction for good customers (i.e., minimizing false positives). －深入調查複雜的詐騙案件與安全事件。 Conduct deep-dive investigations into complex fraud cases and security incidents. **報告與分析 (Reporting & Analytics) －建立、維護並負責關鍵績效指標 (KPI) 與儀表板，以監控詐騙率、拒付率、勝訴率及整體財務影響。 Build, maintain, and own key performance indicators (KPIs) and dashboards for monitoring fraud rates, chargeback rates, win rates, and overall financial impact. －將複雜數據轉化為清晰、可行的洞察與建議，呈報給管理團隊。 Translate complex data into clear, actionable insights and recommendations for the executive team. －定期準備並呈現風險與防詐專案的績效與投資回報 (ROI) 報告。 Prepare and present regular reports on the performance and ROI of our risk and fraud initiatives. ｜必要條件 Required －必須具備使用現代防詐與拒付平台的實務經驗，對 Shopify、Forter 與 Chargeflow 有深入專業。 Direct, hands-on experience with modern fraud and chargeback platforms; specific expertise with Shopify, Forter, and Chargeflow required. －熟悉支付卡網路規則（Visa、Mastercard、PayPal）。 Familiarity with payment card network rules (Visa, Mastercard, PayPal). －具備強大的分析與解決問題能力，能以數據支持決策並提出洞察。 Strong analytical and problem-solving skills; comfortable using data to drive insights and decisions. －具備數據分析與趨勢分析能力，熟悉 SQL、Excel（樞紐分析表與進階功能）、以及數據視覺化工具（如 Tableau、Looker、Power BI）尤佳。 Proficiency in SQL, Excel (Pivot Tables, Advanced Functions), and/or data visualization platforms (Tableau, Looker, Power BI) highly desired. －優秀的溝通能力，能將複雜的技術概念清楚傳達給非技術相關人員。 Excellent communication skills; able to explain complex technical concepts to non-technical stakeholders. －有專案領導或指導團隊成員的經驗。 Experience leading projects or mentoring junior team members.

★星展銀行誠徵【KYC/CDD Reviewer 客戶盡職調查專員】★ 洗錢防制已是目前國際金融最重視的顯學，CDD/KYC客戶盡職調查作為洗錢防制的第一道防線，是星展非常重視的專業團隊，我們誠摯歡迎有CDD/KYC相關經驗並且對客戶盡職調查/洗錢防制/法治遵循領域專業很有興趣的您加入。 此次招聘的職位是正式職員，最後席次，敬請把握！ 成為星展銀行的正職員工，享有超多元的優質福利，包含14天起跳的年假、生日假、志工假、彈性福利金、員工申購各項金融產品優惠...等，詳情請參考福利說明。 === 【工作內容】 ● 負責高風險客戶的相關資料蒐集，並依據銀行內部作業準則完成CDD表單( Customer Due Diligence Form)。 ● 主動聯繫分行/客戶了解其最新職業及背景。 ● 依據分行回覆之客戶Customer Due Diligence，覆核其合理性及正確性，完成姓名檢核, 交易檢視等客戶風險等級評估 ● 在業務端做決策時，適當地評估客戶風險評級，有益於維護公司聲譽和保障DBS集團。 ● 協助CDD MIS資料統整和分析報表，和相關專案支援 ● 配合反洗錢監控中心，觀察客戶資金流向，並加入CDD評估 ● 與銀行法規遵循單位合作，推行並落實台灣之反洗錢監控 === 【Key Accountabilities】 ● Provide RM with insights into clients’ AML risk and develop an understanding of Industry sector, client information and other risk relevant factors ● Assist in preparation, development, due diligence and approval of the High Risk Customer CDD ● Be competent and familiar with all CDD policies and guidelines and complete CDD in compliance with the guidelines and policies as well as regulations ● Conduct customer Due Diligence on existing client’s Periodic Review/Trigger Review, analysis of accounts and review client information. ● Validate the information within KYC records to ensure completion and accuracy ● Appropriately assess customer risk rating when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding DBS group. ● Process and publish daily MIS for the team and daily reports ● Execute and review negative media from client screening, and escalate where necessary ● Able to work effectively with other members of COO Office and ensure that all issues identified are appropriately escalated to management. ● Able to work under pressure.

1.制定並維護AML相關政策、辦法及規章 2.可疑交易監控及預警提報 3.AML系統操作維護 4.客戶資料審查 5.專案或交辦事項

1. 審閱、議定中英文之相關約據文件。 2. 各項金融暨相關法規之蒐集、研究及分析。 3. 提供各單位法務意見諮詢。 4. 訴訟案件執行及處理。 5. 智慧財產管理。 6. 海外分行及跨境法律事務支援與處理。 7. 專案執行及其他主管交辦事項。