德商德意志銀行股份有限公司台北分公司

• Support early-shift for Settlement requests management. • Monitor and process FINI settlement trade including equity, stock borrowing and lending, bond and ETF, etc. • Support SBL corporate action and tax related. • Support cash availability checking across different functions' activities. • Perform monthly regulatory reporting, problem solving and reconciliation. • Participant in system enhancement for clients’ requests or market changes. •Support client daily reporting and inquiries for settlement transactions. •Support internal reporting and activities for audit and risk control purpose. •Communicate with local brokers, Taiwan depositary and regulators for settlement process. •Take on ad-hoc tasks, job rotations and additional responsibilities over time.

Key responsibilities: • Manage the client on-boarding request, prepare full set up KYC package in terms of local rule and global policy, performing due diligence, KYC documentation collection and the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements for new client adoptions. • Perform client outreach, liaise with external client and internal stakeholders on a daily basis to communicate KYC requirements, including Regulatory and Tax requirements. Internal stakeholders involved front office, AML Compliance officer, legal, credit and operational groups across the organization. • Responsible for conducting KYC due diligence for New client adoption and existing client’s Periodic Review by reviewing client information according to prescribed internal KYC policies and procedures. • Responsible for client account maintenance for client information change, such as name change, change of client’s legal representatives, and updating client’s authorized signatory etc. • Investigate and review negative media alerts from client screening and escalate where necessary. • Partnership and communicate actions / issues / progress with the IB and CB business line and their supporting teams on current initiatives and open requests. • Meet production target volumes and dates as advised. • Assist team lead & Manager in carrying out projects. • Ensuring accurate client data is capturing in Bank systems. • Update and maintenance of Key Operating and Desk Top procedure • Fulfill reporting obligations as required.

- Pre-processing and post-processing of cross-border payments transactions including ensuring accuracy and timeliness. - Assist in preparing regulatory reports and other MI reports as required - Collaborate with coworkers to support cash-related operations and provide excellent customer services - Support audits and quality assurance activities 「本人投遞此職缺時明白此為約聘工作」

• Perform regular reporting to Regulator on daily, weekly, monthly, and quarterly basis • Provide ratio monitoring for Bank’s core indicator performance and proactively inform management upon preliminary any breach to the limit as required by Regulator • Take an active role upon new and/or amendment on Regulation that may impact to Financials and Business activities • Provide support on Bank Annual report

• Preparation of regulatory reports • Preparation and review of journal vouchers; Set up / maintenance of accounts • Preparation of: special business tax, cashflow, notes and disclosures for Audited financial statement to auditors • Assist for any projects and/or ad hoc requirements 「本人投遞此職缺時明白此為約聘工作」